0000950142-13-000368.txt : 20130214 0000950142-13-000368.hdr.sgml : 20130214 20130214131853 ACCESSION NUMBER: 0000950142-13-000368 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 GROUP MEMBERS: DAVID GEFFEN GROUP MEMBERS: DG-DW INC. GROUP MEMBERS: DG-DW L.P. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GEFFEN DAVID CENTRAL INDEX KEY: 0001107033 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O RICHARD SHERMAN, THE DAVID GEFFEN CO STREET 2: 10 UNIVERSAL CITY PLAZA, 27TH FL CITY: UNIVERSAL CITY STATE: CA ZIP: 91608 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DreamWorks Animation SKG, Inc. CENTRAL INDEX KEY: 0001297401 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 680589190 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80507 FILM NUMBER: 13610146 BUSINESS ADDRESS: STREET 1: GRANDVIEW BUILDING STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 BUSINESS PHONE: (818) 695-5000 MAIL ADDRESS: STREET 1: GRANDVIEW BUILDING STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 FORMER COMPANY: FORMER CONFORMED NAME: DreamWorks Animation, Inc. DATE OF NAME CHANGE: 20040715 SC 13G/A 1 eh1300277_13ga6-geffen.htm AMENDMENT NO. 6 eh1300277_13ga6-geffen.htm

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
(Rule 13d-102)
 
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
 

DreamWorks Animation SKG, Inc.
(Name of Issuer)
 
Class A Common Stock (par value $.01 per share)
(Title of Class of Securities)
 
26153 10 3
(CUSIP Number)
 
 
December 31, 2012
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
o
Rule 13d-1(b)
 
o
Rule 13d-1(c)
 
x
Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 
 
 
 
CUSIP No. 26153 10 3
 
SCHEDULE 13G
Page 2 of 8 Pages

 
 
1
NAME OF REPORTING PERSON
I.R.S. INDENTIFICATION NO. OF ABOVE PERSON
 
DAVID GEFFEN
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  x
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
U.S.A.
  
NUMBER OF
SHARES
BENEFICIALLY OWNED BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
3,000,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
3,000,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
3,000,000
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
3.9%
  
12
TYPE OF REPORTING PERSON
 
IN
  

 
 
 
 
 
 
CUSIP No. 26153 10 3
 
 SCHEDULE 13G
Page 3 of 8 Pages

 
1
NAME OF REPORTING PERSON
I.R.S. INDENTIFICATION NO. OF ABOVE PERSON
 
DG-DW, L.P.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  x
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
DELAWARE
  
NUMBER OF
SHARES
BENEFICIALLY OWNED BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
-0-
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
-0-
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
-0-
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
  
12
TYPE OF REPORTING PERSON
 
PN
  

 
 
 
 
 
CUSIP No. 26153 10 3
 
 SCHEDULE 13G
Page 4 of 8 Pages

 
1
NAME OF REPORTING PERSON
I.R.S. INDENTIFICATION NO. OF ABOVE PERSON
 
DG-DW, INC.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  x
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
DELAWARE
  
NUMBER OF
SHARES
BENEFICIALLY OWNED BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
78,387
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
78,387
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
78,387
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
Less than 0.1%
  
12
TYPE OF REPORTING PERSON
 
CO
  
 

 
 
 
 
 
 
CUSIP No. 26153 10 3
 
 SCHEDULE 13G
Page 5 of 8 Pages

 
Item 1(a).
Name of Issuer:
 
DREAMWORKS ANIMATION SKG, INC.
 
Item 1(b).
Address of Issuer’s Principal Executive Offices:
 
1000 FLOWER STREET
GLENDALE, CA 91201

Item 2(a).
Name of Persons Filing:
 
DAVID GEFFEN
DG-DW, L.P.
DG-DW, INC.

Item 2(b).
Address of Principal Business Office or, if none, Residence:
 
DAVID GEFFEN
C/O DG-DW, L.P.
12011 SAN VICENTE BLVD., SUITE 606
LOS ANGELES, CA 90049
 
DG-DW, L.P.
12011 SAN VICENTE BLVD., SUITE 606
LOS ANGELES, CA 90049
 
DG-DW, INC.
C/O DG-DW, L.P.
12011 SAN VICENTE BLVD., SUITE 606
LOS ANGELES, CA 90049

Item 2(c).
Citizenship:
 
See row 4 of each Reporting Person’s cover page.

Item 2(d).
Title of Class of Securities:
 
CLASS A COMMON STOCK, PAR VALUE $.01 PER SHARE
 
Item 2(e).
CUSIP Number:
 
26153 10 3
 
Item 3.
NOT APPLICABLE. THIS SCHEDULE 13G IS FILED
PURSUANT TO RULE 13D-1(D).


 
 
 

 
CUSIP No. 26153 10 3
 
 SCHEDULE 13G
Page 6 of 8 Pages

 
Item 4.
Ownership
 
Percentage ownership is based on 76,521,156 shares of Class A Common Stock outstanding per the Company’s Form 10-Q for the quarterly period ended September 30, 2012. David Geffen controls DG-DW, Inc. and may be deemed to indirectly beneficially own the shares of Class A Common Stock directly owned by DG-DW, Inc.
 
For each Reporting Person:

 
(a).
Amount beneficially owned:
 
SEE THE RESPONSE TO ITEM 9 ON THE ATTACHED COVER PAGE.

 
(b).
Percent of Class:
 
SEE THE RESPONSE TO ITEM 11 ON THE ATTACHED COVER PAGE.

 
(c).
Number of shares as to which such person has:
 
(i).           Sole power to vote or to direct the vote: SEE THE RESPONSE TO ITEM 5 ON THE ATTACHED COVER PAGE.
 
(ii).          Shared power to vote or to direct the vote: SEE THE RESPONSE TO ITEM 6 ON THE ATTACHED COVER PAGE.
 
(iii).         Sole power to dispose or to direct the disposition of: SEE THE RESPONSE TO ITEM 7 ON THE ATTACHED COVER PAGE.
 
(iv).         Shared power to dispose or to direct the disposition of: SEE THE RESPONSE TO ITEM 8 ON THE ATTACHED COVER PAGE.
 
Item 5.
Ownership of Five Percent or Less of a Class
 
IF THIS STATEMENT IS BEING FILED TO REPORT THE FACT THAT AS OF THE DATE HEREOF THE REPORTING PERSON HAS CEASED TO BE THE BENEFICIAL OWNER OF MORE THAN FIVE PERCENT OF THE CLASS OF SECURITIES, CHECK THE FOLLOWING x.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
NOT APPLICABLE
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
 
NOT APPLICABLE
 
 
 
 
 
 
CUSIP No. 26153 10 3
 
 SCHEDULE 13G
Page 7 of 8 Pages

 
Item 8.
Identification and Classification of Members of the Group

NOT APPLICABLE
 
Item 9.
Notice of Dissolution of Group
 
NOT APPLICABLE
 
Item 10.
Certifications

NOT APPLICABLE
 

 
 
 
 
 
CUSIP No. 26153 10 3
 
 SCHEDULE 13G
Page 8 of 8 Pages


 
SIGNATURES
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

Date: February 14, 2013
 
DAVID GEFFEN
  
 
 
/s/ David Geffen
  
Name: David Geffen
  


DG-DW, L.P.
  
By:
 
 
/s/ Richard Sherman
  
 
Name: Richard Sherman
Title:   Chief Financial Officer
  


DG-DW, INC.
  
By:
 
 
/s/ Richard Sherman
  
 
Name: Richard Sherman
Title:   Chief Financial Officer